At Ingard we understand exactly what it’s like to run a busy brokerage. With the regulatory environment changing so quickly with a constant flow of guidance being produced by the FSA, our aim is to help you easily understand how the changes affect your business and implement any requirements with the minimum of effort.

 

Our team is experienced in all aspects of the regulatory world and our full compliance, T&C and TCF support includes –

 

• Minimum of 2 visits per annum to include file reviews and T&C along with review of systems and controls
• GABRIEL Support
• Minimum of 2 optional training meetings per annum
• Assistance with new company set up
• Financial Promotions
• Technical Queries
• Complaints Guidance

 

Additional services for an extra charge, will be available, to include attendance and/or preparation for an FSA visit and one to one training of staff. Treating Customers Fairly. If you would like more information on our compliance services then please email us at the following address:

 

E-mail: info@ingard.co.uk